Christopher William Neston (Chris Neston) – Customer Disputes Filed Involving Financial Advisor/Broker Chris Neston | Goodman & Nekvasil, P.A. May Recover Investor Losses
Christopher William Neston (Chris Neston) CRD #2741497
Chris Neston is a licensed financial advisor with Ausdal Financial Partners, Inc. According to Chris Neston’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Chris Neston.
Customer Dispute 5/16/19:
Customer alleges Chris Neston made unsuitable recommendations resulting in concentrated illiquid, alternative investments because they paid high commissions. The customer also alleges receipt of inaccurate information about the performance of the investments. This customer dispute is pending and seeks $466,800 in damages.
Customer Dispute 9/19/17:
Customer alleges recommendation to move money from defined benefit plan to Jackson annuity, in 2009 and prior to joining AFP, was unsuitable. Also, that a subsequent purchase of UDF in December 2015 was unsuitable and speculative. Client also alleges that investments for his wife’s retirement funds were unsuitable and speculative. This customer dispute settled for $75,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Chris Neston, you may be able to recover your losses. If you lost money on investments with Chris Neston and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Chris Neston’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Chris Neston and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/31/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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