Chris McCoy Suspended by FINRA  – May Recover Losses

Chris McCoy Suspended by FINRA  – Goodman & Nekvasil, P.A., May Recover Losses

Chris McCoy suspended by FINRA

CHRISTOPHER JOSEPH MCCOY
CRD#: 4113108

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

CHRISTOPHER JOSEPH MCCOY (CRD#: 4113108), a former broker in Montclair, NJ,  is suspended by FINRA.  McCoy consented to the sanctions and to the entry of findings that he exercised discretion in customer accounts, some of whom were seniors, without prior written authorization from the customers, or permission from his member firm. The findings stated that although McCoy discussed investment strategy with the customers, he did not speak with them on the days of the trades. In addition, McCoy falsely attested in compliance questionnaires that he had not exercised discretionary trading authority over his customer’s accounts.
CHRISTOPHER JOSEPH MCCOYCRD#: 4113108

CHRISTOPHER JOSEPH MCCOY suspended by FINRA.

 

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/03/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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