Chip Wodrich Named In FINRA Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former HORNOR, TOWNSEND & KENT, LLC broker, Chip Wodrich named in FINRA Complaint.
CHARLES WILLIAM WODRICH (CRD#: 2715728), a formerly registered broker for HORNOR, TOWNSEND & KENT, LLC in Goodyear, AZ, is the subject of a FINRA complaint. According to Wodrich’s FINRA BrokerCheck report, the complaint was filed to determine whether Wodrich made recommendations that were against his customer’s best interests, provided misleading information to that customer, exercised discretion without written authorization in customer accounts, and used a personal email account that was not approved by his member firm to conduct a securities business.
Wodrich was terminated by HORNOR, TOWNSEND & KENT, LLC for violation of the member firm’s procedures. The violations occurred with respect to (a) client communications, including using an unapproved email address to communicate with clients; (b) use of discretion in client accounts; and (c) failure to timely forward a client complaint.
Chip Wodrich named in FINRA Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/30/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.