Chi-Hong Chu (Chi-Hong Chu) – Financial Advisor/Broker Chi-Hong Chu Permitted to Resign from National Planning Corporation | Goodman & Nekvasil P.A., May Recover Investor Losses
Chi-Hong Chu (Chi-Hong Chu) Financial Advisor/Broker CRD #4615119
Chi-Hong Chu is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Chi-Hong Chu was a previously licensed financial advisor with National Planning Corporation. According to Chi-Hong Chu’s BrokerCheck Report, Chi-Hong Chu was permitted to resign from National Planning Corporation in August 2016. National Planning Corporation reported that Chi-Hong Chu was permitted to resign for allegedly not meeting the expectations of National Planning Corporation concerning Chi-Hong Chu’s business practices.
According to Chi-Hong Chu’s CRD, one customer dispute was filed alleging sales practice violations against Chi-Hong Chu.
Customer Dispute (6/2/2016): Allegations include misrepresentation of annuity and rider. This customer dispute was settled for $58,197.46. Chi-Hong Chu contributed $15,000 toward this settlement.
If you lost money on investments with Chi-Hong Chu and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Chi-Hong Chu’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Chi-Hong Chu and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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