Cheryl Lynn Romann (Cheryl Romann) – Customer Disputes Filed Involving Financial Advisor/Broker Cheryl Romann
Cheryl Lynn Romann (Cheryl Romann) CRD #3163696
Cheryl Romann is a currently licensed financial advisor/broker with Intercarolina Financial Services, Inc. Cheryl Romann was previously licensed with Capital Financial Services, Inc.
According to Cheryl Romann’s BrokerCheck report, three customer disputes has been filed alleging sales practice violations against Cheryl Romann.
Customer Dispute 10/28/19: Allegations include violations of federal security laws, breach of fiduciary duty and breach of contract. This customer dispute is pending.
Customer Dispute 8/27/19: Allegations include breach of fiduciary duty, misrepresentation and violation of Indiana State Securities Law. This customer dispute is pending.
Customer Dispute 3/5/19: Customers allege that they were sold $445,000 of various illiquid investments which were not appropriate investments for the customers since they needed to be able to liquidate their investments to obtain funds for use during their current retired status. This pending customer dispute seeks $445,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses with Cheryl Romann
If you lost any money on investments with Cheryl Romann, you may be able to recover your losses. If you lost money on investments with Cheryl Romann and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Cheryl Romann’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Cheryl Romann and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/28/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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