Goodman & Nekvasil, P.A. May Recover Investor Losses on Puerto Rico Bonds | Charles Doraine – Arbitration Claims Filed Involving Financial Advisor Charles Doraine
Charles Doraine CRD #70411
Charles Doraine has been licensed with Next Financial Group, Inc. since 2007. The State of Ohio Division of Securities reports that two arbitration claims have been filed involving Charles Doraine’s conduct with Next Financial Group, Inc., these claims allege excessively traded bonds and mutual funds and recommended an unsuitable concentration in Puerto Rican bonds. These two pending arbitration claims allege $10,000,000 and $2,500,000 in damages.
If you invested in Puerto Rico Bonds with Charles Doraine and would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you invested in Puerto Rico Bonds with Charles Doraine and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Charles Doraine, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Charles Doraine