Charles “Chip” Wernig – Financial Advisor/Broker Charles “Chip” Wernig Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Chip Wernig was a previously licensed financial advisor with Voya Financial Advisors, Inc. and Kestra Investment Services, LLC. According to Chip Wernig’s CRD, Chip Wernig was barred from the securities industry in August 2019.
According to FINRA Allegations:
Chip Wernig failed to respond to FINRA request for information.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Chip Wernig and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Chip Wernig’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Chip Wernig and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Charles Wernig, Chip Wernig, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Charles Wernig, Chip Wernig