Charles Castro – Investigated by FINRA

Charles Castro – Investigated by FINRA

FINRA investigates Charles Castro

CHARLES CHRISTOPHER CASTRO
CRD#: 5556780

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

CHARLES CHRISTOPHER CASTRO (CRD#: 5556780), a registered broker for DAVID LERNER ASSOCIATES, INC., in White Plains, NY, was investigated by FINRA. On November 27, 2023, FINRA made a preliminary determination to recommend that disciplinary action be brought against Charles Castro.  FINRA is  alleging Castro recommended unsuitable recommendations to at least five customer households.

CHARLES CHRISTOPHER CASTRO

FINRA Investigates Charles Castro

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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