Charles Bridgers – Financial Advisor Charles Bridgers Suspended by FINRA

Charles Bridgers – Financial Advisor/Broker Charles Bridgers Suspended by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses

Charles Bridgers Financial Advisor/Broker CRD #1226108

Charles Bridgers is a formerly licensed financial advisor with Wells Fargo Clearing Services, LLC. According to FINRA, Charles Bridgers was suspended from the securities industry in October 2019. According to FINRA, on January 9, 2018, Charles Bridgers entered two municipal-securities transactions in a customer’s brokerage account without the customer’s prior authorization. Charles Bridgers also entered notes in the firm’s customer-management system that falsely stated that he had spoken with the customer before executing these transactions.

If you lost money on investments with Charles Bridgers  and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Charles Bridgers’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Charles Bridgers  and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Charles Bridgers, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Charles Bridgers

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