Caleb Austin Jamison (Caleb Jamison) – Financial Advisor/Broker Caleb Jamison Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Caleb Austin Jamison (Caleb Jamison) CRD #5645954

Caleb Jamison was a previously licensed financial advisor/broker with MML Investors Services, LLC. According to FINRA, Caleb Jamison was suspended from the securities industry for 30 days and fined $7,500 in March 2020.

According to FINRA Allegations:

Caleb Jamison consented to the sanctions and to the entry of findings that Caleb Jamison participated in a private securities transaction without providing prior written notice to Caleb Jamison’s member firm. The findings stated that Caleb Jamison purchased securities totaling $15,000 in a pooled real estate investment. Specifically, Caleb Jamison purchased shares in an Arkansas limited liability company formed to purchase and manage a vacation rental property in Florida. The purchase that Caleb Jamison made on his own behalf, was outside the scope of his employment with the firm. The findings also stated that Caleb Jamison signed and submitted an annual compliance attestation to his firm in which he falsely represented that Caleb Jamison had not made any personal investments (e.g., pooled investments in real estate) that Caleb Jamison had not disclosed to the firm.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Caleb Jamison and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Caleb Jamison’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Caleb Jamison and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/19/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Caleb Jamison, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Caleb Jamison