Bryce Jenney – Financial Advisor/Broker Bryce Jenney Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses
Bryce Jenney was a previously licensed financial advisor with Raymond James and Morgan Stanley. According to Bryce Jenney’s BrokerCheck report, Bryce Jenney was named a respondent in a FINRA complaint.
According to Bryce Jenney’s BrokerCheck Report: Bryce Jenney was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA, and further failed to appear and provide testimony FINRA requested, on two occasions, in connection with its investigation into his conduct as set forth in a Form U5. The complaint alleges that Bryce Jenney’s member firm had filed a Form U5 stating that Bryce Jenney had been discharged after allegations that he provided investment advice on a product not available through the firm. Bryce Jenney’s failure to provide the requested information, documents, and testimony prevented FINRA from learning about whether Bryce Jenney had engaged in private securities transactions while at the firm and questioning him about his denial that he had done so. It also denied FINRA the opportunity to further test Bryce Jenney’s denial through the review of documents that FINRA requested but he never provided. Because the requests were specific to Bryce Jenney, only he could provide FINRA with the information, documents, and testimony that it needed to undertake its investigation in furtherance of its regulatory mission.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Bryce Jenney and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bryce Jenney’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bryce Jenney and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/23/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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