Bruce Slater, Three Arbitration Claims Settled Involving Financial Advisor Bruce Slater

Bruce Slater, Three Arbitration Claims Settled Involving Financial Advisor Bruce Slater | Goodman & Nekvasil P.A., May Recover Investor Losses

Bruce Slater a/k/a Bruce Albert Slater CRD #1547792

Bruce Slater is currently licensed with Sagepoint Financial, Inc. Bruce Slater was previously licensed with Transamerica Financial Advisors, Inc. According to Bruce Slater’s CRD, three arbitration claims were filed alleging unsuitability and/or misrepresentation. According to Bruce Slater’s CRD, these arbitration claims settled for $905,000, $133,000 and $60,000.

If you lost any money on investments with Bruce Slater, you may be able to recover your losses. If you lost money on investments with Bruce Slater and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bruce Slater’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bruce Slater and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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