Bruce Jordan – Financial Advisor/Broker Bruce Jordan Suspended from Securities Industry

Bruce Jordan – Financial Advisor/Broker Bruce Jordan Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Bruce Jordan CRD #1223556

Bruce Jordan is a currently licensed financial advisor with Newbridge Securities Corporation.

According to FINRA, Bruce Jordan was suspended from the securities industry for two months and fined $5,000 in September 2019.

According to FINRA Allegations:

Bruce Jordan consented to the sanctions and to the entry of findings that Bruce Jordan failed to supervise the due diligence of a private placement offering (CJS Technology Select Fund LLC I) and his member firm’s sale of the CJS Fund I. The findings stated that Bruce Jordan failed to either conduct independent due diligence or engage another qualified person to conduct due diligence on material aspects of CJS Fund I. Instead Bruce Jordan allowed the firm to rely primarily on due diligence conducted by the CJS Fund I.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on CJS Fund I and/or other investments with Bruce Jordan and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bruce Jordan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on CJS Fund I and/or other investments with Bruce Jordan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Bruce Jordan, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Bruce Jordan

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