Goodman & Nekvasil May Recover Investor Losses | Bruce Greenwald, Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald
Bruce Greenwald CRD #1413095
From 2009-2016, Bruce Greenwald was licensed with Morgan Stanley. Bruce Greenwald is now licensed with Purshe Kaplan Sterling Investments. FINRA reports that an arbitration claim has been filed alleging misrepresentation and failure to follow instructions with respect to investments from May 2015 to June 2016, while Bruce Greenwald was licensed with Morgan Stanley. This pending arbitration claim involving Bruce Greenwald’s conduct with Morgan Stanley seeks $800,000 in damages.
FINRA also reports two previous arbitration claims involving Bruce Greenwald’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated. The arbitration claims allege misrepresentation and/or unsuitable investment recommendations. These two arbitration claims were settled for $775,000 and $25,000.
If you lost any money on investments with Bruce Greenwald, you may be able to recover your losses from Morgan Stanley and/or Purshe Kaplan Sterling Investments. This is because Morgan Stanley and Purshe Kaplan Sterling Investments had a duty to supervise Bruce Greenwald.
If you lost money on investments with Bruce Greenwald and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley and/or Purshe Kaplan Sterling Investments concerning Bruce Greenwald’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Bruce Greenwald and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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