Bruce Worthington, Financial Advisor Bruce Worthington Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
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Bruce Worthington was licensed with Founders Financial Securities LLC from 2013 to 2018. Bruce Worthington was previously licensed with Commonwealth Financial Network. FINRA reports that Bruce Worthington was suspended indefinitely on December 31, 2018. FINRA reports that Bruce Worthington failed to respond to FINRA request for information. FINRA reports that the suspension will continue until the required information is provided to FINRA or the suspension converts to bar.
Bruce Worthington’s Firm reported to FINRA that the SEC opened an investigation of Bruce Worthington after concerns arose about Bruce Worthington’s receipt and disposition of customer funds prior to 2013.
Founders Financial Securities, LLC reported to FINRA that the firm terminated its relationship with Bruce Worthington after concerns arose about Bruce Worthington’s receipt and disposition of customer funds prior to Bruce Worthington’s association with Founders Financial Securities, LLC.
If you lost money on investments with Bruce Worthington and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bruce Worthington’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bruce Worthington and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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