Bron Thompson Sold GWG L-Bonds – May Recover Investor Losses
CAPITAL INVESTMENT ADVISORY SERVICES, LLC investment adviser, BRON THOMPSON sold GWG L-Bonds.
Goodman & Nekvasil, P.A. is representing clients who purchased GWG Holdings from their advisers.
EUGENE CEBRON THOMPSON IV (CRD#: 4350479), a broker for CAPITAL INVESTMENT GROUP, INC. in Dunn, NC, has investor complaints involving the sale of GWG Holdings. According to Thompson’s FINRA BrokerCheck report, the most recent complainant alleges, GWG Holdings filed Chapter 11 bankruptcy on April 20, 2022. Complaint alleges breach of fiduciary duty, negligence and negligent misrepresentation, breach of contract, failure to supervise, and negligence – violation of Regulation Best Interest.
Thompson has three pending complaints involving GWG Holdings. The complainants, in the three separate customer complaints are collectively requesting more than $600,000.00 for alleged damages.
A previous customer complaint involving the sale of GWG Holdings settled for $95,000.00
BRON THOMPSON Sold GWG L-Bonds
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 7/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.