Brian Rieman – Customer Disputes Filed Involving Financial Advisor/Broker Brian Rieman

Brian Rieman – Customer Disputes Filed Involving Financial Advisor/Broker Brian Rieman | Goodman & Nekvasil, P.A. May Recover Investor Losses

Brian Rieman CRD #4427713

Brian Rieman is a currently licensed financial advisor/broker with Hennion & Walsh, Inc.

According to Brian Rieman’s CRD, customer disputes have been filed alleging sales practice violations against Brian Rieman. 

Customer Dispute 7/31/18: Alleged unsuitable investments recommended beginning in 2009. This customer dispute is pending and seeks $52,530 in damages.

Customer Dispute 7/3/18: Client alleges unsuitable recommendations. This customer dispute was settled.

Customer Dispute 6/26/18: Allegations include unsuitable recommendations. This customer dispute is pending.

Customer Dispute 2/5/18: Allegations include unsuitable product recommendations. This customer dispute is pending and seeks $230,000 in damages.   

Customer Dispute 11/9/16: Clients claim poor performance and misrepresentation. This customer dispute settled for $44,055.49.

If you lost any money on investments with Brian Rieman, you may be able to recover your losses. If you lost money on investments with Brian Rieman and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Brian Rieman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Brian Rieman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Brian Rieman, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Brian Rieman

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