Brian Graham Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former CETERA INVESTMENT ADVISERS LLC financial adviser, Brian Graham Barred by FINRA
BRIAN SCOTT GRAHAM (CRD#: 2581633), a formerly registered broker for CETERA ADVISOR NETWORKS LLC in PLAINFIELD, IL, is barred by FINRA from selling securities. According to Graham’s FINRA BrokerCheck report, the former broker did not comply with FINRA’s request for information after the customer complaint was filed and Cetera allowed Graham to resign.
The customer complaint that was originally filed is still pending an outcome.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/03/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.