Goodman & Nekvasil, P.A. May Recover Investor Losses | Brett David Ellis (Brett Ellis), Arbitration Claim Filed Involving Financial Advisor
Brett Ellis has been licensed with The GMS Group, LLC since 2007. FINRA reports that an arbitration claim was filed involving Brett Ellis’ conduct with The GMS Group, LLC, alleging misrepresentation, breach of fiduciary duty, unsuitable recommendations, and negligence from inception of accounts. This arbitration claim alleges damages of $1,000,000.
If you invested with Brett Ellis, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you invested with Brett Ellis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.