BRENT PINE – CWM, LLC Investment Adviser Has An Investor Complaint – May Recover Investor Losses
CWM, LLC Investment Adviser, Brent Pine Has An Investor Complaint.
BRENT STANLEY PINE
BRENT PINE
CRD#: 1618007
BRENT STANLEY PINE (CRD#: 1618007), a former broker for CETERA ADVISOR NETWORKS LLC and GENEOS WEALTH MANAGEMENT, INC. in SCOTTSDALE, AZ, has an investor complaint. According to Pine’s FINRA BrokerCheck report, Claimant alleges that Mr. Pine made negligent and improper recommendations of investment products that were not suitable to the clients desire to preserve principal and avoid unnecessary risk. Claimant also alleges that fair and balanced disclosures were not made regarding the high-risk nature of the investment products recommended.
The claimant is requesting $250,000.00 for alleged damages.
Geneos Wealth Management, Inc. was the employing firm when the activities took place that led to the complaint, according to FINRA.
BRENT PINE – CWM, LLC Investment Adviser Has An Investor Complaint
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/06/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.