Brent Ditto – LPL FINANCIAL LLC Broker Has An Investor Complaint – May Recover Investor Losses
LPL FINANCIAL LLC Broker, Brent Ditto Has An Investor Complaint.
BRENT E. DITTO, BRENTON EDWARD DITTO
CRD#: 4779103
BRENTON E DITTO (CRD#: 4779103), a financial adviser for LPL FINANCIAL LLC in ELIZABETHTOWN, KY, has a pending investor complaint. According to Ditto’s FINRA BrokerCheck report, Complaint alleges unsuitable recommendation.
The claim settled for $12,475.77 for alleged damages.
UPDATE: FINRA SUSPENDS DITTO
In September 2021, Ditto recommended that a 95-year-old customer invest in Government National Mortgage Association (GNMA) support class bonds, a complex product for which Ditto did not have a reasonable basis to believe was in the customer’s best interest based on his investment profile. Therefore, Ditto willfully violated Rule 15!-1 (a)( 1) under the Securities Exchange Act of 1934 (Reg BI) and also violated FINRA Rule 2010. For these violations, Ditto is suspended for four months in all capacities., fined $5,000, and ordered to disgorge his commissions of $402.58, plus interest.
LPL FINANCIAL LLC Broker, Brent Ditto Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 8/13/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.