Bob Thompson Terminated After CONCOURSE FINANCIAL GROUP SECURITIES, INC. Allegations  – Goodman & Nekvasil, P.A.

Bob Thompson Terminated After CONCOURSE FINANCIAL GROUP SECURITIES, INC. Allegations  – Goodman & Nekvasil, P.A., May Recover Losses

Bob Thompson Terminated After CONCOURSE FINANCIAL GROUP SECURITIES, INC. Allegations.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

Robert Kennedy Thompson
BOB THOMPSON
CRD#: 1975407
Robert Kennedy Thompson (CRD#: 1975407), a former broker for CONCOURSE FINANCIAL GROUP SECURITIES, INC. in Palos Hills, IL, was terminated.  Thompson’s employer alleged that he engaged in an unauthorized and unapproved outside business activity.
FINRA subsequently suspended Thompson for allegedly engaging in an outside business activity without providing prior written notice to the firm.  Thompson consented to a a two-month suspension from associating with any FINRA member in all capacities, and a $5,000 fine.
Robert Kennedy ThompsonBOB THOMPSON CRD#: 1975407

Bob Thompson Terminated After CONCOURSE FINANCIAL GROUP SECURITIES, INC. Allegations.

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 9/17/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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