Bill Wobbe, Customer Complaint Filed Involving Financial Advisor Bill Wobbe | Goodman & Nekvasil P.A., May Recover Losses
Bill Wobbe CRD #2620880
Bill Wobbe has been a licensed financial advisor with J.J.B Hilliard, W.L. Lyons, LLC since 1995. According to Bill Wobbe’s CRD, two customer disputes have been filed alleging sales practice violations against Bill Wobbe.
Customer Dispute 09/10/2018: Former client alleges unauthorized trading, unsuitable investments, failure to comply with SEC Section 15(h), violation of the Kentucky Securities Act, negligence and negligent supervision, and violation of KRS 292.480. This customer dispute is pending and alleges damages of $87,628.56.
Customer Dispute 03/02/2018: Claimants allege unauthorized trading and violation of suitability rules with regard to certain securities from 2014-2016. This customer dispute was settled for $90,000.
If you lost any money on investments with Bill Wobbe, you may be able to recover your losses. If you lost money on investments with Bill Wobbe and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bill Wobbe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bill Wobbe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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