Bertram Johnson Terminated & Barred After Alleged Misappropriation – May Recover Losses
Bertram Johnson Terminated & Barred After Alleged Misappropriation.
Bertram Johnson
Bertram Courtney Johnson II, Bertram Courtney Johnson
CRD#: 6816674
Call Goodman & Nekvasil, P.A. If You Have Experienced Losses
Bertram Courtney Johnson (CRD#: 6816674), a former broker for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Bloomfield Hills, MI, was terminated after allegations made by Johnson’s employing broker-dealer. According to Merrill Lynch, Misappropriation of client funds are the allegations that led to the termination.
Johnson Is Barred Indefinitely by FINRA
Bertram Johnson was subsequently barred by FINRA. In August 2026, Johnson refused to appear for on-the-record testimony requested
pursuant to FINRA Rule 8210. As a result, he violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in any capacities.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.
Bertram Johnson Terminated & Barred After Alleged Misappropriation.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 9/18/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.