Ben Lowder – Financial Advisor/Broker Ben Lowder Barred from Securities Industry

Ben Lowder – Financial Advisor/Broker Ben Lowder Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Ben Lowder CRD #3014106

Ben Lowder was a formerly licensed financial advisor with MSI Financial Services, Inc. According to FINRA, Ben Lowder was barred from the securities industry in October 2019.

According to FINRA Allegations:

Ben Lowder consented to the sanctions and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA during the course of an investigation that began after it learned of investor-related civil lawsuits disclosed in amended Form U5s submitted by Ben Lowder’s former member firm. The findings stated that the civil lawsuits alleged unfair and deceptive trade practices and state securities fraud regarding investments in fictitious entities.

According to Ben Lowder’s CRD:

Seven customer disputes alleging sales practice violations against Ben Lowder are currently pending.

Customer Dispute 7/1/19: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing 2012. This customer dispute is pending and seeks $25,000.01

Customer Dispute 3/21/19: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing in 2005 and 2016. This customer dispute is pending and seeks $25,000.01

Customer Dispute 1/17/19: Plaintiffs alleged Unfair and Deceptive Trade Practice, State Securities Fraud regarding an investment into a fictitious entity, in 2008, approximately. This customer dispute is pending and seeks $25,000.01 in damages.

Customer Dispute 12/31/18: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing 1999. This customer dispute is pending and seeks $25,000.01 in damages.

Customer Dispute 10/17/18: Plaintiff alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing 2000. This customer dispute is pending.

Customer Dispute 5/14/18: Plaintiff alleged Unfair and Deceptive Trade Practice, State Securities Fraud by inducing Plaintiff to invest in a fictitious entity, in 2016, approximately. This customer dispute is pending and seeks $25,000.01 in damages.

Customer Dispute 4/30/18: Plaintiff alleged Unfair and Deceptive Trade Practice, State Securities Fraud regarding investments made, since 2001, approximately, in several fictitious entities. This customer dispute is pending and seeks $25,000.01 in damages.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Ben Lowder and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ben Lowder’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Ben Lowder and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Ben Lowder, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Ben Lowder

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