Becky Woo, Financial Advisor Becky Woo Barred by FINRA

Becky Woo, Financial Advisor Becky Woo Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses

Becky Woo CRD #4022781

Becky Woo was previously licensed with Citigroup Global Markets, Inc. According to Becky Woo’s CRD, Becky Woo was barred from the securities industry by FINRA in July 2017. According to FINRA, Becky Woo allegedly failed to respond to FINRA request for information.

If you lost any money on investments with Becky Woo, you may be able to recover your losses. If you lost money on investments with Becky Woo and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Becky Woo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Becky Woo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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