Barb Fife – Financial Advisor/Broker Barb Fife Barred from Securities Industry

Barb Fife – Financial Advisor Barb Fife Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Barb Fife CRD #2341845

Barb Fife was previously licensed with LPL Financial LLC in Indiana. FINRA reports that Barb Fife was barred from the securities and investment banking industry in 2015. 

ACCORDING TO FINRA: Barb Fife consented to the sanction and to the entry of findings that she failed to provide documents and information requested by FINRA, during the course of an investigation into allegations that Barb Fife converted funds from a member firm’s customer.

According to Barb Fife’s CRD, a customer dispute was filed alleging that written checks directly to Barb Fife were never invested or deposited in the customer’s account. According to Barb Fife’s CRD, this customer dispute was settled for $257,500.

If you lost any money on investments with Barb Fife, you may be able to recover your losses. If you lost money on investments with Barb Fife and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Barb Fife’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Barb Fife and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

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