Ashlee Godfrey Barred by FINRA – May Recover Investor Losses – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former BENJAMIN F. EDWARDS & COMPANY, INCORPORATED investment adviser, Ashlee Godfrey Barred by FINRA.
ASHLEE NICOLE BRAMLETT, ASHLEE NICOLE SHARP
CRD#: 5889108
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
ASHLEE NICOLE GODFREY (CRD#: 5889108), a former registered representative for WELLS FARGO CLEARING SERVICES, LLC in Dalton, GA, has been ordered a bar by FINRA. According to Godfrey’s FINRA BrokerCheck report, the broker consented to the sanction and to the entry of findings that she refused to provide on-the-record testimony requested by FINRA in connection with its investigation into misstatements she made to a customer of her member firm using an unapproved communication platform. The findings stated that Godfrey misrepresented to the customer that certain preferred securities were insured.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/28/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.