Anthony Williams, Financial Advisor Anthony Williams Discharged from Merrill Lynch

Anthony Williams, Financial Advisor Anthony Williams Discharged from Merrill Lynch | Goodman & Nekvasil P.A., May Recover Investor Losses

Anthony Williams CRD #710963

Anthony Williams is a formerly licensed financial advisor Merrill Lynch According to Anthony Williams’ CRD, Anthony Williams was discharged from Merrill Lynch in December 2018. According to Anthony Williams’ CRD, Anthony Williams was discharged after alleged conduct involving exercising discretion in non-discretionary client accounts.

According to Anthony Williams’ CRD, a customer dispute was filed alleging sales practice violations against Anthony Williams. According to Anthony Williams’ CRD, this customer dispute was settled.

If you lost money on investments with Anthony Williams and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Anthony Williams’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Anthony Williams and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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