Anthony Wenham Is The Subject of a FINRA Complaint  – Goodman & Nekvasil, P.A.

Anthony Wenham Is The Subject of a FINRA Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

Former CF SECURED, LLC registered representative, Anthony Wenham is the subject of a FINRA complaint.

ANTHONY NEIL WENHAM
CRD#: 4531762
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

ANTHONY NEIL WENHAM (CRD#: 4531762), a former broker for CF SECURED, LLC in New York, NY, has been named in a FINRA complaint.  According to WENHAM’s FINRA BrokerCheck report, Wenham was named a respondent in a FINRA complaint alleging that he falsified firm records when he concealed unrealized losses by recording or causing to be recorded inaccurate marks for four forward start reverse repurchase positions in his member firm’s electronic recordkeeping system.

 

ANTHONY NEIL WENHAMCRD#: 4531762

Anthony Wenham is the subject of a FINRA complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 10/16/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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