Andrew Hardie – Andrew Scott Hardie, Financial Advisor Suspended by State of Arkansas

Andrew Hardie – Andrew Scott Hardie, Financial Advisor Suspended by State of Arkansas | Goodman & Nekvasil P.A., May Recover Investor Losses

Andrew Hardie CRD #1765110

Andrew Hardie was formerly licensed with Wilbanks Securities, Inc. and Stifel, Nicolaus & Company, Inc. According to Andrew Hardie’s CRD, Andrew Hardie was suspended by the state of Arkansas for 65 days and fined $5,000 in July 2017.

According to Andrew Hardie’s CRD, Andrew Hardie allegedly recommended and sold non-traditional ETFs to a number of clients and held some positions as long as seven years despite the ETFs were to be traded daily. Clients have allegedly suffered significant losses.

If you lost money on investments with Andrew Hardie and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Andrew Hardie’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Andrew Hardie and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

Contact Us Today!

[]
1 Step 1
reCaptcha v3
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder