ALVERY BARTLETT JR Has $10 Million & $2 Million Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former AEGIS CAPITAL CORP. broker, ALVERY BARTLETT JR has $10 Million & $2 Million Pending Investor Complaints.
ALVERY ANTHONY BARTLETT JR (CRD#: 13975), a former registered representative for AEGIS CAPITAL CORP. in CLAYTON, MO, has pending investor complaints. According to Bartlett Jr’s FINRA BrokerCheck report, In December 2022, the clients, who brought the $10 Million demand, through their attorney sent a complaint letter alleging the alternative investments sold to them from 2006 through 2015 were unsuitable and that the firm did not conduct due diligence in accordance with industry standards. On 2/23/2023, the clients filed a civil litigation regarding specified alternative investments they purchased through the firm alleging violations of 1) Fraudulent Non- Disclosure, 2) Breach of Fiduciary Duty, 3) Breach of Contract, 4) Doctrine of Continuous Advice or Continuum of Negligent Advice, 5) Fraudulent Misrepresentation, 6) Negligent Misrepresentation , 7) Constructive Fraud, 8) Detrimental Reliance, 8) Fraudulent Inducement to hold Investments.
The customers, in two separate pending complaints, are requesting a total of, $12,000,000.00 for alleged damages.
ALVERY BARTLETT JR has $10 Million & $2 Million Pending Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/7/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.