Goodman and Nekvasil May Recover Investors Losses | Allan Corby, Financial Advisor Suspended by FINRA
FINRA reports that on January 13, 2015, that Allan Corby was suspended and fined resulting from the following allegation: Allan Corby consented to the sanctions and to the entry of findings that Allan Corby failed to provide written notice to Allan Corby’s member firm that Allan Corby was a partner in an outside business. The findings stated that at a later point Allan Corby provided notice to the firm that Allan Corby was engaging in an outside business with a company, which Allan Corby described as a non-securities related tax and consulting service. FINRA also reports that Allan Corby failed to fully disclose to the firm that the company engaged in financial planning capital/debt raising or other investment-related activities.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Allan Corby and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.