ALISON FLEMING Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
LPL FINANCIAL LLC Financial Adviser, ALISON FLEMING has an investor complaint.
ALISON PATRICIA FLEMING, ALISON FLEMING, PATRICIA ALISON REYNOLDS
CRD#: 1960175
PATRICIA ALISON FLEMING (CRD#: 1960175), a registered representative for LPL FINANCIAL LLC in SAN DIEGO, CA, has an investor complaint. According to FLEMING’s FINRA BrokerCheck report, Client alleges that certain mutual funds and ETFs purchased for his managed portfolio were not suitable the client. Time period: 2019-2024. The customer is requesting $500,000.00 for alleged damages.
ALISON FLEMING has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 12/02/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.