Alicia Moe – Alicia Marie Moe, Financial Advisor Barred From Securities Industry | Goodman & Nekvasil P.A. May Recover Losses
Alicia Moe, Alicia Marie Leach, Alicia Marie Moe CRD # 5788907
Alicia Moe was previously registered with Unionbanc Investment Services, LLC in Woodland Hills, California. According to Alicia Moe’s CRD, FINRA barred Alicia Moe in March 2016. According to Alicia Moe’s CRD, FINRA alleged that Alicia Moe refused to provide information and appear for on-the-record testimony requested by FINRA during an investigation into the possible conversion of customer funds.
According to Alicia Moe’s CRD, Unionbanc Investment Services, LLC discharged Alicia Moe after Alicia Moe admitted to taking money from a client’s union bank deposit account for personal use.
If you lost any money on investments with Alicia Moe, you may be able to recover your losses from Unionbanc Investment Services, LLC. If you lost money on investments with Alicia Moe and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Unionbanc Investment Services, LLC concerning Alicia Moe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Alicia Moe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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