Alexander Brown, Financial Advisor Alexander Brown Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Alexander Brown CRD #31944
Alexander Brown was formerly licensed with Capital Portfolio Management, Inc. and Chapin Davis. According to Alexander Brown’s CRD, Alexander Brown was suspended from the securities industry and fined $2,500 in August 2016.
FINRA Alleges That:
Alexander Brown consented to the sanctions and to the entry of findings that Alexander Brown effected discretionary trades in the account of a customer without obtaining prior written authorization from the customer and without acceptance of the account as discretionary by Alexander Brown’s member firm.
If you lost money on investments with Alexander Brown and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Alexander Brown’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Alexander Brown and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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