Goodman & Nekvasil P.A, May Recover Your Investment Losses | Alan Grane Cashaw Jr. (Alan Cashaw) Financial Advisor Barred from Securities Industry
Alan Cashaw was licensed with FSC Securities Corporation from 2008 until Alan Cashaw’s discharge in 2014. FINRA reports that Alan Cashaw was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 16th, 2016. According to FINRA, Alan Cashaw failed to timely respond to FINRA’s request for information and also failed to respond to FINRA’s request for information in connection with its investigation into whether Alan Cashaw had failed to properly maintain, retain, and secure customer records as required by FINRA Rule 4511 and Securities Exchange Act of 2934 Rule 17a-3.
FINRA reports that Alan Cashaw was discharged on June 24th, 2014 by FSC Securities Corporation after allegations that Alan Cashaw violated firm policies and procedures regarding availability and frequency of client contact, and failure to properly maintain/retain and secure firm books and records.
If you lost any money on investments with Alan Cashaw, you may be able to recover your losses from FSC Securities Corporation. This is because FSC Securities Corporation had a duty to supervise Alan Cashaw.
If you lost money on investments with Alan Cashaw and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against FSC Securities Corporation concerning Alan Cashaw’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Alan Cashaw and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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