Goodman and Nekvasil May Recover Investors Losses | Abed William Lulu (Abed Lulu), Financial Advisor Barred by FINRA
Reported by FINRA on May 7, 2018, Abed Lulu was barred by the Financial Industry Regulatory Authority (FINRA). According to FINRA, Abed Lulu failed to respond to FINRA request for information.
FINRA also reflects the settling of a customer dispute that alleged unsuitability and excessive trading from 2014 to 2015 for $23,000. At the time, Abed Lulu was registered with Laidlaw & Company (UK) Ltd from November 2013 through February 2015. Abed Lulu was then registered with Rockwell Global Capital LLC in February 2015 until November 2015 and subsequently with Worden Capital Management LLC from June 2016 through August 2016.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Abed Lulu and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.