AARON SEVIGNY Has Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER broker, ARAYA MESFIN has Pending Investor Complaints.
AARON P SEVIGNY
CRD#: 4314368
AARON P SEVIGNY (CRD#: 4314368), a broker for UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER in Bonita Springs, FL, has two pending investors complaints. According to Sevigny’s FINRA BrokerCheck report, the most recent complainants allege Violation of Section 10(b) of the Exchange Act and Rule 10b-5, Section 20(a) Controlling Person Liability Under the Exchange Act, Violation of RICO, 18 U.S.C. § 1962(c), RICO Conspiracy, 18 U.S.C. § 1962(d), New Jersey Consumer Fraud Act, N.J.S.A. 56:8-1 et seq., Common-Law Fraud, Breach of Fiduciary Duty, Negligence, Aiding and Abetting Fraud and Breach of Fiduciary Duty.
The complainants in this pending arbitration claim are requesting $2,000,000.00 for alleged damages.
A complaint, also pending, alleges BREACH OF CONTRACT AND WARRANTIES, PROMISSORY ESTOPPEL, VIOLATION OF THE CONSUMER PROTECTION AND DECEPTIVE TRADE PRACTICES ACT, VIOLATION OF STATE SECURITIES STATUTES, FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE, MISREPRESENTATION/OMMISSION AND NEGLIGENT MISREPRESENTATION/OMISSION, UNJUST ENRICHMENT, COMMON LAW, STATUTORY CLAIMS AND DAMAGES, AND VICARIOUS & CONTROL PERSON LIABILITY.
The demand in this pending complaint for alleged damages is $1,000,000.
Sevigny Has Three Customer Complaints That Settled
According to publicly available FINRA BrokerCheck records, Aaron Pierce Sevigny (CRD#: 4314368), President and CEO of Acadia in Southwest Florida, has three disclosed customer disputes on his CRD report that have already settled. Investors who believe they suffered losses or received unsuitable investment advice from Aaron P. Sevigny should consider having their accounts reviewed and contact the securities attorneys at Goodman & Nekvasil, P.A. to determine whether they may be entitled to recover investment losses through FINRA arbitration.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
AARON SEVIGNY Has Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/18/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.