William Upchurch Jr, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | William Upchurch Jr, Financial Advisor Barred from Securities Industry
William Upchurch was a formerly licensed financial advisor with PFS Investments, Inc. from 1983 to 2015. FINRA reports that William Upchurch was discharged from PFS Investments, Inc. on May 12, 2015. PFS Investments, Inc. reported to FINRA that William Upchurch allegedly sold fictitious investments and converted the funds for William Upchurch’s own personal use and benefit.
William Upchurch was barred from the securities and investment banking industry on November 1, 2016. FINRA reports that William Upchurch failed to respond to FINRA request for information.
If you lost any money on investments with William Upchurch, you may be able to recover your losses from PFS Investments, Inc. This is because PFS Investments, Inc had a duty to supervise William Upchurch.
If you lost money on investments with William Upchurch and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments, Inc. concerning William Upchurch’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Upchurch and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.Back to Blogs