Steven Knuttila, Financial Advisor Steven Knuttila Fired by Questar Capital Corporation

Steven Knuttila, Financial Advisor Steven Knuttila Fired by Questar Capital Corporation | Goodman & Nekvasil P.A., May Recover Investor Losses

Steven Knuttila CRD #3039112

From 2006 until Steven Knuttila’s discharge in 2012, Steven Knuttila was licensed with Questar Capital Corporation. Steven Knuttila is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Steven Knuttila was discharged from Questar Capital Corporation on May 15, 2012. Questar Capital Corporation reported to FINRA that Steven Knuttila was accused of failing to follow Questar Capital Corporation procedures regarding the reporting of customer complaints and failed to follow Questar Capital Corporation procedures regarding the use of discretion.  

FINRA reports that 7 complaints and/or arbitration claims involving Steven Knuttila’s conduct with Questar Capital Corporation, alleging poor investment advice, misrepresentation, unsuitable recommendations, negligence, failure to supervise, violations of the Minnesota Uniform Securities Act, common law fraud, breach of contract, respondeat superior, and/or other allegations. These complaints and/or arbitration claims all settled, with the largest claims settling for $200,000, $117,062.91, and $100,000. Steven Knutilla contributed $283,106.85 in total to these 7 settlements.

FINRA also reports that five complaints and/or arbitration claims involving Steven Knuttila’s conduct with Questar Capital Corporation and/or Capital Financial Services, Inc. are currently pending. These complaints and/or arbitration claims allege unsuitability, breach of fiduciary duty, common law fraud, breach of contract, negligent supervision, poor investment advice, and/or other allegations. The two largest of these pending complaints and/or arbitration claims seek $901,190.26 and $139,722.14 in damages.

If you lost any money on investments with Steven Knuttila, you may be able to recover your losses from Questar Capital Corporation and/or Capital Financial Services, Inc. This is because Questar Capital Corporation and Capital Financial Services, Inc. had a duty to supervise Steven Knuttila.

If you lost money on investments with Steven Knuttila and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Questar Capital Corporation and/or Capital Financial Services, Inc. concerning Steven Knuttila’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered approximately $170 million on behalf of victimized investors. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Questar Capital Corporation and/or Capital Financial Services, Inc.

If you lost money on investments with Steven Knuttila and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Steven Knuttila, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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