Peter Cunningham – Peter Edward Cunningham, Sanctions Sought by State of Massachusetts against Financial Advisor
Goodman & Nekvasil P.A., May Recover Investor Losses | Peter Cunningham – Peter Edward Cunningham, Sanctions Sought by State of Massachusetts against Financial Advisor
Peter Cunningham is a currently licensed financial advisor with Stockcross Financial Services, Inc. in Beverly Hills, CA. The Massachusetts Securities Division reported to FINRA that they are seeking sanctions against Peter Cunningham. The Massachusetts Securities Division alleges short term UIT trading and fraudulent misrepresentation.
FINRA also reports that 6 customer disputes involving Peter Cunningham’s conduct have been settled. FINRA reports that these customer disputes alleged unsuitable transactions, among other allegations. FINRA reports that one of these customer disputes was settled for $150,000.
If you lost any money on investments with Peter Cunnigham, you may be able to recover your losses. If you lost money on investments with Peter Cunningham and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Peter Cunningham’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Peter Cunningham and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock ExchangeBack to Blogs