Michael Castillero - Financial Advisor Michael Castillero Barred from Securities Industry
Michael Castillero - Financial Advisor Michael Castillero Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael Castillero CRD #4583917
Michael Castillero was a previously licensed financial advisor with Alexander Capital, L.P. FINRA reports that Michael Castillero was barred from the securities and investment banking industry in February 2019.
ACCORDING TO FINRA: Michael Castillero consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into allegations that he engaged in unauthorized trading in a customer's account at his member firm, made payments in an attempt to settle the customer's complaint regarding the trades without notifying the firm, and made false statements regarding this conduct to FINRA.
If you lost any money on investments with Michael Castillero, you may be able to recover your losses. If you lost money on investments with Michael Castillero and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael Castillero’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Castillero and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Michael Castillero, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Michael CastilleroBack to Blogs