Matthew Buchsbaum, Arbitration Claims Filed Against Financial Advisor Matthew Buchsbaum
Matthew Buchsbaum, Arbitration Claims Filed Against Financial Advisor Matthew Buchsbaum | Goodman & Nekvasil P.A., May Recover Losses
Matthew Buchsbaum CRD #2220565
Matthew Buchsbaum has been licensed with UBS Financial Services, Inc. since 2015. Matthew Buchsbaum was previously licensed with Credit Suisse Securities (USA) LLC. According to Matthew Buchsbaum’s CRD, six customer disputes alleging sales practice violations have been filed against Matthew Buchsbaum. According to Matthew Buchsbaum’s CRD, these allegations include unsuitability, misrepresentation and excessive trading in respect to an options overlay strategy. Five of these pending customer disputes allege damages of $10,000,000, $1,000,000, $800,000, $500,000 $421,868.58.
If you lost any money on investments with Matthew Buchsbaum, you may be able to recover your losses. If you lost money on investments with Matthew Buchsbaum and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Matthew Buchsbaum’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Matthew Buchsbaum and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock ExchangeBack to Blogs