Martin Kirschner, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Martin Kirschner, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Martin Kirschner was licensed with Morgan Stanley from 2009 to 2018. FINRA reports that Martin Kirschner was barred from the securities industry on February 11, 2019. FINRA reports that Martin Kirschner consented to the sanction and to the entry of findings that Martin Kirschner refused to appear for FINRA on-the-record testimony in connection with an investigation by FINRA into whether he failed to disclose a gift from a customer and failed to disclose his co-power-of-attorney appointment in violation of FINRA rules.

Morgan Stanley Wealth Management reported to FINRA that Martin Kirschner was discharged on June 25, 2018. Morgan Stanley Wealth Management reported to FINRA allegations that Martin Kirschner failed to disclose and/or obtain approval related to both a monetary gift Martin Kirschner received from a client and accepting appointments to fiduciary capabilities for the same client outside the Firm.

If you lost money on investments with Martin Kirschner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Martin Kirschner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Martin Kirschner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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