Mark Augusta, Arbitration Claims Filed Against Financial Advisor Mark Augusta

Mark Augusta, Arbitration Claims Filed Against Financial Advisor Mark Augusta | Goodman & Nekvasil P.A., May Recover Losses

Mark Augusta, Mark Fred Augusta CRD #1333913

Mark Augusta is currently licensed with Hilltop Securities, Inc. Mark Augusta was previously licensed with Wedbush Securities, Inc. According to Mark Augusta’s CRD, three arbitration claims alleging sales practice violations against Mark Augusta are currently pending. These arbitration claims allege unauthorized and unsuitable investments, breach of fiduciary duty, misrepresentations/omissions, negligence and/or elder abuse.  According to Mark Augusta’s CRD, one of these pending arbitration claims seeks as much as $398,832 in damages.  

According to Mark Augusta's CRD, Mark Augusta voluntarily resigned from Wedbush Securities, Inc. According to Mark Augusta's CRD, Mark Augusta allegedly resigned as a customer complaint was filed against Mark Augusta. 

If you lost any money on investments with Mark Augusta, you may be able to recover your losses. If you lost money on investments with Mark Augusta and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mark Augusta’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Augusta and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Mark Augusta, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Mark Augusta

Back to Blogs

Contact Us For a Free Consultation

 
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
3 + 10 =
Solve this simple math problem and enter the result. E.g. for 1+3, enter 4.