Jim Bylenga, Financial Advisor Barred from Securities Industry

Goodman & Nekvasil P.A., May Recover Investor Losses | Jim Bylenga, Financial Advisor Barred from Securities Industry

Jim Bylenga was a previously licensed financial advisor with LPL Financial LLC and Comerica Securities in Portage and Kalamazoo, Michigan. FINRA reports that Jim Bylenga was barred from the securities and investment banking industry in April 2019.

ACCORDING TO FINRA: Jim Bylenga consented to the sanction and to the entry of findings that Jim Bylenga refused to produce documents and information requested by FINRA during the course of an investigation that commenced after Jim Bylenga’s former member firm amended his Form U5 reporting that it had initiated an internal review to determine if James Bylenga received loans from his client(s) while associated with the firm.

FINRA reports that a customer dispute involving Jim Bylenga’s conduct was settled for $210,000. This customer dispute alleged that funds were inappropriately received by Jim Bylenga as loans.

If you lost any money on investments with Jim Bylenga, you may be able to recover your losses. If you lost money on investments with Jim Bylenga and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jim Bylenga’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jim Bylenga and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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