JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY – GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY
Jeffrey Howell was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in October 2016 for falsifying documents, misstating account values, altering account statements, and refusing to respond to FINRA’s request for testimony.
Prior to this action, according to FINRA, an arbitration claim was filed in November 2014 alleging that Jeffrey Howell provided inaccurate IRA advice during Jeffrey Howell’s employment with UBS Financial Services Inc. UBS Financial Services Inc. settled this arbitration claim involving alleged misconduct by Jeffrey Howell for $220,000.
If you lost any money on investments with Jeffrey Howell while he was employed with UBS Financial Services Inc., you may be able to recover your losses from UBS Financial Services Inc. This is because UBS Financial Services Inc. had a duty to supervise Jeffrey Howell.
If you lost money on investments with Jeffrey Howell and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services Inc. concerning Jeffrey Howell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in possible arbitration action against UBS Financial Services Inc. If you lost money on investments with Jeffrey Howell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.Back to Blogs