Francis Joseph Gendlek (Francis Gendlek) Barred from Securities Industry, Formerly Licensed with IFS Securities and TFS Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

Francis Joseph Gendlek (Francis Gendlek) Barred from Securities Industry, Formerly Licensed with IFS Securities and TFS Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2006 until 2014, Francis Gendlek was licensed with TFS Securities, Inc. From 2015 until 2016, Francis Gendlek was licensed with IFS Securities. According to FINRA’s records, Francis Gendlek was permitted to resign from IFS Securities, Inc. on July 20, 2016. IFS Securities, Inc. reported to FINRA that Francis Gendlek was accused of lost or stolen funds/securities, misrepresentation or misleading information relating to a promissory note.

Subsequent to Francis Gendlek's resignation from IFS Securities, Inc. FINRA investigated Francis Gendlek and brought a disciplinary action against Francis Gendlek. Francis Gendlek was barred from the securities and investment banking industry on February 1, 2018. FINRA reports that Francis Gendlek consented to the sanction and to the entry of findings that Francis Gendlek made material misrepresentations and omissions in connection with the sale of securities. The findings stated that Francis Gendlek formed a company to solicit investors for real estate development products.

If you lost any money on investments with Francis Gendlek, you may be able to recover your losses from IFS Securities and/or TFS Securities, Inc. This is because IFS Securities and TFS Securities, Inc. had a duty to supervise Francis Gendlek.

If you lost money on investments with Francis Gendlek and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against IFS Securities and/or TFS Securities, Inc. concerning Francis Gendlek ’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Francis Gendlek  and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Back to Blogs

Contact Us For a Free Consultation

 
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
20 + 0 =
Solve this simple math problem and enter the result. E.g. for 1+3, enter 4.