David Seigerman - Financial Advisor David Seigerman Barred from Securities Industry

David Seigerman - Financial Advisor David Seigerman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses 

David Seigerman CRD #2200011

David Seigerman was previously licensed with Janney Montgomery Scott and Morgan Stanley. FINRA reports that David Seigerman was barred from the securities industry in November 2016. FINRA reports that David Seigerman failed to respond to FINRA request for information. 

FINRA also reports that a customer dispute involving David Seigerman’s conduct was settled. FINRA reports that claimants allege that David Seigerman made unsuitable investments in their account.

If you lost money on investments with David Seigerman and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Seigerman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with David Seigerman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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